My office is concerned that many of the employees were, in effect, coerced into the purchase of the stock. They were forced to purchase stock to protect their jobs.
William Galvin
We will be filing more charges relating to market-timing trading at Putnam by people in high positions.
people
jobs effect protect
The discoveries keep coming, and they keep getting more and more amazing.
amazing
The problem with the Carter-Baker Commission is exactly the problem with the National Association of Secretaries of State,.. We're both bipartisan and there's nothing bipartisan about scheming for presidential primaries.
problem state
The sale of securities products by banks is being reshaped as we speak in Washington, however in all instances the states want to insure that individual investors are protected
products individual speak banks washington
There is enough of an interest on our part to ask the questions of practice and procedure at mutual funds. We are interested in this and we are compiling information
information practice questions interest part
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